John Kirk Ogren JR - Nov 8, 2021 Form 4 Insider Report for Great Ajax Corp. (AJX)

Role
Director
Signature
/s/ John Kirk Ogren, Jr.
Stock symbol
AJX
Transactions as of
Nov 8, 2021
Transactions value $
$9,995
Form type
4
Date filed
11/8/2021, 03:40 PM
Previous filing
Aug 9, 2021
Next filing
Mar 7, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AJX Common Stock, par value $0.01 per share Award $10K +716 +1.42% $13.96 51.2K Nov 8, 2021 Direct F1, F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding AJX 7.25% Convertible Notes due 2024 1.5K Nov 8, 2021 Common Stock, par value $0.01 per share 2.59K $14.47 Direct F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Payment of director fees for third quarter ended September 30, 2021. Price per share is the average closing price per share for the first five days preceding the dividend record date of August 16, 2021.
F2 Includes 648.906 shares acquired on August 31, 2021 under the Issuer's Dividend Reinvestment Plan.
F3 Includes 109.239 and 218.478 shares acquired on September 29, 2021 and October 20, 2021, respectively, by transfers from indirect beneficial ownership accounts.
F4 The conversion rate of the 7.25% convertible notes due 2024 (the "Notes") equals 1.7279 shares of the Issuer's common stock per $25.00 principal amount of the Notes (equivalent to a conversion price of approximately $14.47 per share of the Issuer's common stock). The conversion rate, and thus the conversion price, will be subject to adjustment in accordance with the terms of the Notes.
F5 Calculated based on the conversion rate of 1.7279 shares of the Issuer's common stock per $25.00 principal amount of Notes.