| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | ARES | Class A Common Stock | Sale | -$608K | -7.15K | -0.69% | $85.12 | 1.04M | Nov 3, 2021 | Direct | F1, F2, F3 |
| transaction | ARES | Class A Common Stock | Sale | -$1.23M | -14.3K | -1.38% | $85.99 | 1.02M | Nov 3, 2021 | Direct | F1, F3, F4 |
| transaction | ARES | Class A Common Stock | Sale | -$793K | -9.15K | -0.9% | $86.61 | 1.01M | Nov 3, 2021 | Direct | F1, F3, F5 |
| transaction | ARES | Class A Common Stock | Sale | -$2.64M | -30.7K | -3.03% | $86.11 | 982K | Nov 4, 2021 | Direct | F1, F3, F6 |
| transaction | ARES | Class A Common Stock | Sale | -$478K | -5.5K | -0.56% | $86.86 | 976K | Nov 4, 2021 | Direct | F1, F3, F7 |
| transaction | ARES | Class A Common Stock | Sale | -$2.84M | -33.2K | -3.4% | $85.59 | 943K | Nov 5, 2021 | Direct | F1, F3, F8 |
| transaction | ARES | Class A Common Stock | Sale | -$760K | -8.8K | -0.93% | $86.37 | 934K | Nov 5, 2021 | Direct | F1, F3, F9 |
| Id | Content |
|---|---|
| F1 | This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person. |
| F2 | The price reported in Column 4 is a weighted average price. These shares were sold on November 3, 2021 in multiple transactions at prices ranging from $84.43 to $85.42. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote and footnotes 4, 5, 6, 7, 8 and 9. |
| F3 | Includes 563,614 restricted units granted under the Ares Management Corporation Third Amended and Restated 2014 Equity Incentive Plan. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement. |
| F4 | The price reported in Column 4 is a weighted average price. These shares were sold on November 3, 2021 in multiple transactions at prices ranging from $85.43 to $86.42. |
| F5 | The price reported in Column 4 is a weighted average price. These shares were sold on November 3, 2021 in multiple transactions at prices ranging from $86.43 to $86.92. |
| F6 | The price reported in Column 4 is a weighted average price. These shares were sold on November 4, 2021 in multiple transactions at prices ranging from $85.53 to $86.52. |
| F7 | The price reported in Column 4 is a weighted average price. These shares were sold on November 4, 2021 in multiple transactions at prices ranging from $86.53 to $87.33. |
| F8 | The price reported in Column 4 is a weighted average price. These shares were sold on November 5, 2021 in multiple transactions at prices ranging from $85.07 to $86.04. |
| F9 | The price reported in Column 4 is a weighted average price. These shares were sold on November 5, 2021 in multiple transactions at prices ranging from $86.08 to $86.78. |