Thomas S. Lam - Nov 2, 2021 Form 4 Insider Report for Apollo Medical Holdings, Inc. (AMEH)

Role: President and Co-CEO, Director
Signature: /s/ Thomas S. Lam
Stock symbol: AMEH
Transactions as of: Nov 2, 2021
Transactions value $: $0
Form type: 4
Date filed: 11/4/2021, 08:25 PM
Next filing: Dec 2, 2022

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	AMEH	Common Stock	Award	$0	+65.2K	+51.54%	$0.00	192K	Nov 2, 2021	Direct
holding	AMEH	Common Stock						908K	Nov 2, 2021	By the Thomas and Jeanette Lam 2002 Family Trust	F1
holding	AMEH	Common Stock						565K	Nov 2, 2021	By grantor retained annuity trust	F2
holding	AMEH	Common Stock						565K	Nov 2, 2021	By wife	F3
holding	AMEH	Common Stock						10.9M	Nov 2, 2021	By Allied Physicians of California, a Professional Medical Corporation	F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	AMEH	Stock Option (right to buy)	Award	$0	+29.5K		$0.00	29.5K	Nov 2, 2021	Common Stock	29.5K	$71.45	Direct	F5

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	These securities are held by the Thomas and Jeanette Lam 2002 Family Trust U/A dated 09/06/2002. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
F2	These securities are held by a grantor retained annuity trust for the benefit of the Reporting Person and his children. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
F3	These securities are beneficially owned by the Reporting Person's spouse as separate property. The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
F4	These securities are beneficially owned by Allied, of which the Reporting Person is a director, officer and shareholder. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
F5	Provided the Reporting Person is still employed with the Issuer on the following dates, the option shall vest in three equal annual installments commencing on the first anniversary of November 2, 2021.