Kelly Gillease - 03 Nov 2021 Form 3 Insider Report for NERDWALLET, INC. (NRDS)

Role
Chief Marketing Officer
Signature
/s/ Bridgett Gatewood, Attorney-In-Fact for Kelly Gillease
Issuer symbol
NRDS
Transactions as of
03 Nov 2021
Net transactions value
$0
Form type
3
Filing time
03 Nov 2021, 17:58:14 UTC
Next filing
06 Dec 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding NRDS Class A Common Stock 9,223 03 Nov 2021 Direct
holding NRDS Common Stock 18,519 03 Nov 2021 Direct F1
holding NRDS Common Stock 69,445 03 Nov 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding NRDS Employee Stock Options (right to buy) 03 Nov 2021 Class A Common Stock 42,328 $14.00 Direct F2
holding NRDS Employee Stock Options (right to buy) 03 Nov 2021 Class A Common Stock 280,000 $7.42 Direct F3
holding NRDS Employee Stock Options (right to buy) 03 Nov 2021 Class A Common Stock 49,999 $10.20 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents Restricted Stock Units payable solely in Class A Common Stock of the Issuer.
F2 1/48th of the shares subject to the option vest on each monthly anniversary measured from 4/1/21 the Vesting Commencement Date ("VCD"), such that 100% of the shares subject to the option will be fully vested on the fourth anniversary of the VCD.
F3 25% of the shares subject to the option vest on the first anniversary measured from 8/20/18 the VCD and 1/48th of the total number of shares vest monthly thereafter, such that 100% of the shares subject to the option will be fully vested on the fourth anniversary of the VCD.
F4 1/48th of the shares subject to the option vest on each monthly anniversary measured from 9/1/19 the VCD, such that 100% of the Shares subject to the option will be fully vested on the fourth anniversary of the VCD.

Remarks:

EXHIBIT LIST: EX-24 Power of Attorney for Kelly Gillease