Jing Zhou - Oct 7, 2021 Form 3 Insider Report for IsoPlexis Corp (ISO)

Role
Chief Scientific Officer
Signature
/s/ Shane Sevier, attorney-in-fact for Jing Zhou
Stock symbol
ISO
Transactions as of
Oct 7, 2021
Transactions value $
$0
Form type
3
Date filed
10/7/2021, 05:01 PM
Next filing
Jan 3, 2022

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding ISO Stock Option (right to buy) Oct 7, 2021 Common Stock 8K $0.28 Direct F1
holding ISO Stock Option (right to buy) Oct 7, 2021 Common Stock 1.6K $0.28 Direct F2
holding ISO Stock Option (right to buy) Oct 7, 2021 Common Stock 4K $0.48 Direct F3
holding ISO Stock Option (right to buy) Oct 7, 2021 Common Stock 22K $0.73 Direct F4
holding ISO Stock Option (right to buy) Oct 7, 2021 Common Stock 8K $0.96 Direct F5
holding ISO Stock Option (right to buy) Oct 7, 2021 Common Stock 30K $1.03 Direct F6
holding ISO Stock Option (right to buy) Oct 7, 2021 Common Stock 12K $1.83 Direct F7
holding ISO Stock Option (right to buy) Oct 7, 2021 Common Stock 100K $4.81 Direct F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents 8,000 time-vesting options. Time-vesting options were subject to a four-year time-based vesting schedule, with 25% vested on October 29, 2016 and the remainder vested in 36 equal installments every month thereafter.
F2 Represents 1,600 time-vesting options. Time-vesting options were subject to a four-year time-based vesting schedule, with 25% vested on January 1, 2017 and the remainder vested in 36 equal installments every month thereafter.
F3 Represents 4,000 time-vesting options. Time-vesting options were subject to a four-year time-based vesting schedule, with 25% vested on January 31, 2018 and the remainder vested in 36 equal installments every month thereafter.
F4 Represents 22,000 time-vesting options. Time-vesting options are subject to a four-year time-based vesting schedule, with 25% vested on October 25, 2018 and the remainder vesting in 36 equal installments every month thereafter.
F5 Represents 8,000 time-vesting options. Time-vesting options are subject to a four-year time-based vesting schedule, with 25% vested on December 5, 2019 and the remainder vesting in 36 equal installments every month thereafter.
F6 Represents 30,000 time-vesting options. Time-vesting options are subject to a four-year time-based vesting schedule, with 25% vested on December 4, 2020 and the remainder vesting in 36 equal installments every month thereafter.
F7 Represents 12,000 time-vesting options. Time-vesting options are subject to a four-year time-based vesting schedule, with 25% vesting on December 15, 2021 and the remainder vesting in 36 equal installments every month thereafter.
F8 Represents 100,000 time-vesting options. Time-vesting options are subject to a four-year time-based vesting schedule, with 25% vesting on June 8, 2022 and the remainder vesting in 36 equal installments every month thereafter.

Remarks:

Exhibit 24 - Power of Attorney