Jing Zhou - 07 Oct 2021 Form 3 Insider Report for IsoPlexis Corp

Signature
/s/ Shane Sevier, attorney-in-fact for Jing Zhou
Issuer symbol
N/A
Transactions as of
07 Oct 2021
Net transactions value
$0
Form type
3
Filing time
07 Oct 2021, 17:01:43 UTC
Next filing
03 Jan 2022

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding ISO Stock Option (right to buy) 07 Oct 2021 Common Stock 8,000 $0.2788 Direct F1
holding ISO Stock Option (right to buy) 07 Oct 2021 Common Stock 1,600 $0.2788 Direct F2
holding ISO Stock Option (right to buy) 07 Oct 2021 Common Stock 4,000 $0.4775 Direct F3
holding ISO Stock Option (right to buy) 07 Oct 2021 Common Stock 22,000 $0.7263 Direct F4
holding ISO Stock Option (right to buy) 07 Oct 2021 Common Stock 8,000 $0.9625 Direct F5
holding ISO Stock Option (right to buy) 07 Oct 2021 Common Stock 30,000 $1.03 Direct F6
holding ISO Stock Option (right to buy) 07 Oct 2021 Common Stock 12,000 $1.83 Direct F7
holding ISO Stock Option (right to buy) 07 Oct 2021 Common Stock 100,000 $4.81 Direct F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents 8,000 time-vesting options. Time-vesting options were subject to a four-year time-based vesting schedule, with 25% vested on October 29, 2016 and the remainder vested in 36 equal installments every month thereafter.
F2 Represents 1,600 time-vesting options. Time-vesting options were subject to a four-year time-based vesting schedule, with 25% vested on January 1, 2017 and the remainder vested in 36 equal installments every month thereafter.
F3 Represents 4,000 time-vesting options. Time-vesting options were subject to a four-year time-based vesting schedule, with 25% vested on January 31, 2018 and the remainder vested in 36 equal installments every month thereafter.
F4 Represents 22,000 time-vesting options. Time-vesting options are subject to a four-year time-based vesting schedule, with 25% vested on October 25, 2018 and the remainder vesting in 36 equal installments every month thereafter.
F5 Represents 8,000 time-vesting options. Time-vesting options are subject to a four-year time-based vesting schedule, with 25% vested on December 5, 2019 and the remainder vesting in 36 equal installments every month thereafter.
F6 Represents 30,000 time-vesting options. Time-vesting options are subject to a four-year time-based vesting schedule, with 25% vested on December 4, 2020 and the remainder vesting in 36 equal installments every month thereafter.
F7 Represents 12,000 time-vesting options. Time-vesting options are subject to a four-year time-based vesting schedule, with 25% vesting on December 15, 2021 and the remainder vesting in 36 equal installments every month thereafter.
F8 Represents 100,000 time-vesting options. Time-vesting options are subject to a four-year time-based vesting schedule, with 25% vesting on June 8, 2022 and the remainder vesting in 36 equal installments every month thereafter.

Remarks:

Exhibit 24 - Power of Attorney