Peter Siesel - Oct 7, 2021 Form 3 Insider Report for IsoPlexis Corp (ISO)

Role
Chief Commercial Officer
Signature
/s/ Shane Sevier, attorney-in-fact for Peter Siesel
Stock symbol
ISO
Transactions as of
Oct 7, 2021
Transactions value $
$0
Form type
3
Date filed
10/7/2021, 04:59 PM
Next filing
Apr 4, 2022

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding ISO Stock Option (right to buy) Oct 7, 2021 Common Stock 28K $1.03 Direct F1
holding ISO Stock Option (right to buy) Oct 7, 2021 Common Stock 52K $1.03 Direct F2
holding ISO Stock Option (right to buy) Oct 7, 2021 Common Stock 20K $1.83 Direct F3
holding ISO Stock Option (right to buy) Oct 7, 2021 Common Stock 80K $4.81 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents 28,000 performance-vesting options. Performance-vesting options are subject to vesting based upon the achievement of the 2020 revenue target of IsoPlexis Corporation, which was achieved, and a four-year time-based vesting schedule, with 25% vested on May 18, 2021 and the remainder vesting in 36 equal installments every month thereafter.
F2 Represents 52,000 time-vesting options. Time-vesting options are subject to a four-year time-based vesting schedule, with 25% vested on May 18, 2021 and the remainder vesting in 36 equal installments every month thereafter.
F3 Represents 20,000 time-vesting options. Time-vesting options are subject to a four-year time-based vesting schedule, with 25% vesting on December 15, 2021 and the remainder vesting in 36 equal installments every month thereafter.
F4 Represents 80,000 time-vesting options. Time-vesting options are subject to a four-year time-based vesting schedule, with 25% vesting on June 8, 2022 and the remainder vesting in 36 equal installments every month thereafter.

Remarks:

Exhibit 24 - Power of Attorney