James R. Heath - 07 Oct 2021 Form 3 Insider Report for IsoPlexis Corp

Role
Director
Signature
/s/ Shane Sevier, attorney-in-fact for James R. Heath
Issuer symbol
N/A
Transactions as of
07 Oct 2021
Net transactions value
$0
Form type
3
Filing time
07 Oct 2021, 16:58:05 UTC
Next filing
21 Jun 2022
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding ISO Stock Option (right to buy) 07 Oct 2021 Common Stock 81,888 $0.1275 Direct F1
holding ISO Stock Option (right to buy) 07 Oct 2021 Common Stock 32,000 $0.2788 Direct F2
holding ISO Stock Option (right to buy) 07 Oct 2021 Common Stock 40,000 $0.4400 Direct F3
holding ISO Stock Option (right to buy) 07 Oct 2021 Common Stock 48,000 $0.7263 Direct F4
holding ISO Stock Option (right to buy) 07 Oct 2021 Common Stock 32,000 $0.9625 Direct F5
holding ISO Stock Option (right to buy) 07 Oct 2021 Common Stock 8,000 $1.83 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents 81,888 time-vesting options. Time-vesting options were subject to a four-year time-based vesting schedule, with 25% vested on March 22, 2016 and the remainder vested in 36 equal installments every month thereafter.
F2 Represents 32,000 time-vesting options. Time-vesting options were subject to a four-year time-based vesting schedule, with 25% vested on November 26, 2016 and the remainder vested in 36 equal installments every month thereafter.
F3 Represents 40,000 time-vesting options. Time-vesting options were subject to a four-year time-based vesting schedule, with 25% vested on August 18, 2017 and the remainder vested in 36 equal installments every month thereafter.
F4 Represents 48,000 time-vesting options. Time-vesting options are subject to a four-year time-based vesting schedule, with 25% vested on October 1, 2018 and the remainder vesting in 36 equal installments every month thereafter.
F5 Represents 32,000 time-vesting options. Time-vesting options are subject to a four-year time-based vesting schedule, with 25% vested on December 5, 2019 and the remainder vesting in 36 equal installments every month thereafter.
F6 Represents 8,000 time-vesting options. Time-vesting options are subject to a four-year time-based vesting schedule, with 25% vesting on December 15, 2021 and the remainder vesting in 36 equal installments every month thereafter.

Remarks:

Exhibit 24 - Power of Attorney