Katherine Adkins - Oct 1, 2021 Form 4 Insider Report for Affirm Holdings, Inc. (AFRM)

Role
Chief Legal Officer
Signature
/s/ David Ritenour, Attorney-in-Fact
Stock symbol
AFRM
Transactions as of
Oct 1, 2021
Transactions value $
-$133,053
Form type
4
Date filed
10/5/2021, 07:21 PM
Previous filing
Sep 3, 2021
Next filing
Nov 3, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AFRM Class A Common Stock Options Exercise $0 +2.49K +31.52% $0.00 10.4K Oct 1, 2021 Direct F1
transaction AFRM Class A Common Stock Tax liability -$133K -1.13K -10.86% $117.85* 9.26K Oct 1, 2021 Direct F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AFRM Restricted Stock Units Options Exercise $0 -2.33K -9.09% $0.00 23.3K Oct 1, 2021 Class A Common Stock 2.33K Direct F1, F4, F5
transaction AFRM Restricted Stock Units Options Exercise $0 -166 -2.23% $0.00 7.28K Oct 1, 2021 Class A Common Stock 166 Direct F1, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit (RSUs) represents a contingent right to receive one share of the Issuer's Class A Common Stock.
F2 Represents the number of shares of the Issuer's Common Stock withheld to satisfy the Reporting Person's tax obligation in connection with the settlement of shares of Common Stock underlying the Reporting Person's RSUs that vested on October 1, 2021.
F3 The total number of shares of Class A common stock has been adjusted to correct for a prior administrative error with respect to the number of shares of Class A common stock reported to be held by the Reporting Person.
F4 The RSUs vest in 24 equal monthly installments until August 1, 2022, subject to the Reporting Person's continuous service with the Issuer as of each vesting date.
F5 The total number of RSUs has been adjusted to correct for a prior administrative error with respect to the number of RSUs reported to be held by the Reporting Person.
F6 The RSUs vest in 48 equal monthly installments after June 1, 2021, subject to the Reporting Person's continuous service with the Issuer as of each vesting date. This grant has no expiration date.