Jason Waldron - 01 Oct 2021 Form 4 Insider Report for Liberty Global plc (LBTYA)

Role
SVP & CAO
Signature
/s/ Kelly A. Johnson, Attorney-in-Fact
Issuer symbol
LBTYA
Transactions as of
01 Oct 2021
Net transactions value
-$218,279
Form type
4
Filing time
05 Oct 2021, 18:27:00 UTC
Next filing
16 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LBTYA Class A Ordinary Shares Options Exercise +5,744 +14% 46,588 01 Oct 2021 Direct F1
transaction LBTYA Class A Ordinary Shares Tax liability $72,911 -2,522 -5.4% $28.91 44,066 01 Oct 2021 Direct
transaction LBTYA Class C Ordinary Shares Options Exercise +11,488 +14% 93,247 01 Oct 2021 Direct F1
transaction LBTYA Class C Ordinary Shares Tax liability $145,368 -5,044 -5.4% $28.82 88,203 01 Oct 2021 Direct
holding LBTYA Class C Ordinary Shares 3,091 01 Oct 2021 By 401(k) Plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LBTYA Restricted Share Units A Options Exercise -5,744 -100% 0 01 Oct 2021 Class A Ordinary Shares 5,744 Direct F1, F2
transaction LBTYA Restricted Share Units C Options Exercise -11,488 -100% 0 01 Oct 2021 Class C Ordinary Shares 11,488 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Share Unit (RSU) represents a right to receive one share of Issuer's Class A ordinary shares or Class C ordinary shares, as the case may be.
F2 The RSUs vest in two equal semi-annual installments on April 1, 2021 and October 1, 2021.

Remarks:

The trading symbols for the Issuer's classes of ordinary shares are LBTYA, LBTYB, and LBTYK.