Enrique Rodriguez - Oct 1, 2021 Form 4 Insider Report for Liberty Global plc (LBTYA)

Role
EVP, Chief Technology Officer
Signature
/s/ Kelly A. Johnson, Attorney-in-Fact
Stock symbol
LBTYA
Transactions as of
Oct 1, 2021
Transactions value $
-$635,104
Form type
4
Date filed
10/5/2021, 06:26 PM
Next filing
Feb 16, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LBTYA Class A Ordinary Shares Options Exercise +14.4K +16.2% 103K Oct 1, 2021 Direct F1
transaction LBTYA Class A Ordinary Shares Tax liability -$212K -7.34K -7.13% $28.91 95.6K Oct 1, 2021 Direct
transaction LBTYA Class C Ordinary Shares Options Exercise +28.7K +16.2% 206K Oct 1, 2021 Direct F1
transaction LBTYA Class C Ordinary Shares Tax liability -$423K -14.7K -7.13% $28.82 191K Oct 1, 2021 Direct
holding LBTYA Class C Ordinary Shares 3.14K Oct 1, 2021 By 401(k) Plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LBTYA Restricted Share Units A Options Exercise -14.4K -100% 0 Oct 1, 2021 Class A Ordinary Shares 14.4K Direct F1, F2
transaction LBTYA Restricted Share Units C Options Exercise -28.7K -100% 0 Oct 1, 2021 Class C Ordinary Shares 28.7K Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Share Unit (RSU) represents a right to receive one share of Issuer's Class A ordinary shares or Class C ordinary shares, as the case may be.
F2 The RSUs vest in two equal semi-annual installments on April 1, 2021 and October 1, 2021.

Remarks:

The trading symbols for the Issuer's classes of ordinary shares are LBTYA, LBTYB, and LBTYK.