BRYAN H. HALL - 01 Oct 2021 Form 4 Insider Report for Liberty Global plc (LBTYA)

Role
EVP, Gen Counsel & Secretary
Signature
/s/ Bryan H. Hall
Issuer symbol
LBTYA
Transactions as of
01 Oct 2021
Net transactions value
-$436,529
Form type
4
Filing time
05 Oct 2021, 18:26:02 UTC
Previous filing
15 Jun 2021
Next filing
29 Dec 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LBTYA Class A Ordinary Shares Options Exercise +11,488 +12% 104,858 01 Oct 2021 Direct F1
transaction LBTYA Class A Ordinary Shares Tax liability $145,822 -5,044 -4.8% $28.91 99,814 01 Oct 2021 Direct
transaction LBTYA Class C Ordinary Shares Options Exercise +22,975 +14% 182,102 01 Oct 2021 Direct F1
transaction LBTYA Class C Ordinary Shares Tax liability $290,707 -10,087 -5.5% $28.82 172,015 01 Oct 2021 Direct
holding LBTYA Class C Ordinary Shares 5,709 01 Oct 2021 by 401(k) Plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LBTYA Restricted Share Units A Options Exercise -11,488 -100% 0 01 Oct 2021 Class A Ordinary Shares 11,488 Direct F1, F2
transaction LBTYA Restricted Share Units C Options Exercise -22,975 -100% 0 01 Oct 2021 Class C Ordinary Shares 22,975 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Share Unit (RSU) represents a right to receive one share of Issuer's Class A ordinary shares or Class C ordinary shares, as the case may be.
F2 The RSUs vest in two equal semi-annual installments on April 1, 2021 and October 1, 2021.

Remarks:

The trading symbols for the Issuer's classes of ordinary shares are LBTYA, LBTYB, and LBTYK.