Fries Michael T. - 01 Oct 2021 Form 4 Insider Report for Liberty Global plc (LBTYA)

Role
President & CEO, Director
Signature
/s/ Kelly A. Johnson, Attorney-in-Fact
Issuer symbol
LBTYA
Transactions as of
01 Oct 2021
Net transactions value
-$2,737,923
Form type
4
Filing time
05 Oct 2021, 18:25:44 UTC
Previous filing
18 May 2021
Next filing
30 Dec 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LBTYA Class A Ordinary Shares Options Exercise +71,797 +7.7% 1,002,553 01 Oct 2021 Direct F1
transaction LBTYA Class A Ordinary Shares Tax liability $914,539 -31,634 -3.2% $28.91 970,919 01 Oct 2021 Direct
transaction LBTYA Class C Ordinary Shares Options Exercise +143,594 +11% 1,479,789 01 Oct 2021 Direct F1
transaction LBTYA Class C Ordinary Shares Tax liability $1,823,384 -63,268 -4.3% $28.82 1,416,521 01 Oct 2021 Direct
holding LBTYA Class A Ordinary Shares 1,977 01 Oct 2021 By 401(k) Plan
holding LBTYA Class C Ordinary Shares 13,061 01 Oct 2021 By 401(k) Plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LBTYA Restricted Share Units A Options Exercise -71,797 -100% 0 01 Oct 2021 Class A Ordinary Shares 71,797 Direct F1, F2
transaction LBTYA Restricted Share Units C Options Exercise -143,594 -100% 0 01 Oct 2021 Class C Ordinary Shares 143,594 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Share Unit (RSU) represents a right to receive one share of Issuer's Class A ordinary shares or Class C ordinary shares, as the case may be.
F2 The RSUs vest in two equal semi-annual installments on April 1, 2021 and October 1, 2021.

Remarks:

The trading symbols for the Issuer's classes of ordinary shares are LBTYA, LBTYB, and LBTYK.