Michael T. Fries - Oct 1, 2021 Form 4 Insider Report for Liberty Global plc (LBTYA)

Role
President & CEO, Director
Signature
/s/ Kelly A. Johnson, Attorney-in-Fact
Stock symbol
LBTYA
Transactions as of
Oct 1, 2021
Transactions value $
-$2,737,923
Form type
4
Date filed
10/5/2021, 06:25 PM
Previous filing
May 18, 2021
Next filing
Dec 30, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LBTYA Class A Ordinary Shares Options Exercise +71.8K +7.71% 1M Oct 1, 2021 Direct F1
transaction LBTYA Class A Ordinary Shares Tax liability -$915K -31.6K -3.16% $28.91 971K Oct 1, 2021 Direct
transaction LBTYA Class C Ordinary Shares Options Exercise +144K +10.75% 1.48M Oct 1, 2021 Direct F1
transaction LBTYA Class C Ordinary Shares Tax liability -$1.82M -63.3K -4.28% $28.82 1.42M Oct 1, 2021 Direct
holding LBTYA Class A Ordinary Shares 1.98K Oct 1, 2021 By 401(k) Plan
holding LBTYA Class C Ordinary Shares 13.1K Oct 1, 2021 By 401(k) Plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LBTYA Restricted Share Units A Options Exercise -71.8K -100% 0 Oct 1, 2021 Class A Ordinary Shares 71.8K Direct F1, F2
transaction LBTYA Restricted Share Units C Options Exercise -144K -100% 0 Oct 1, 2021 Class C Ordinary Shares 144K Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Share Unit (RSU) represents a right to receive one share of Issuer's Class A ordinary shares or Class C ordinary shares, as the case may be.
F2 The RSUs vest in two equal semi-annual installments on April 1, 2021 and October 1, 2021.

Remarks:

The trading symbols for the Issuer's classes of ordinary shares are LBTYA, LBTYB, and LBTYK.