John M. Sparby - Oct 1, 2021 Form 4 Insider Report for R1 RCM INC. (RCM)

Role
Chief Operating Officer
Signature
/s/ E. Terry Platis, Attorney-in-Fact
Stock symbol
RCM
Transactions as of
Oct 1, 2021
Transactions value $
-$84,999
Form type
4
Date filed
10/5/2021, 05:28 PM
Next filing
Nov 9, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RCM Common Stock Options Exercise +13.2K +8.72% 164K Oct 1, 2021 Direct F1
transaction RCM Common Stock Tax liability -$85K -3.77K -2.29% $22.57* 160K Oct 1, 2021 Direct
holding RCM Common Stock 10K Oct 1, 2021 By childrens' grantor retained annuity trust F2
holding RCM Common Stock 30K Oct 1, 2021 By family grantor retained annuity trust F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RCM Restricted Stock Units Options Exercise $0 -13.2K -100% $0.00* 0 Oct 1, 2021 Common Stock 13.2K Direct F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the conversion upon vesting of restricted stock units ("RSUs") into common stock. On April 1, 2021, the reporting person was granted 13,167 RSUs that were previously reported on Table II of Form 4.
F2 These shares of common stock are held in a grantor retained annuity trust for the benefit of the reporting person and his two children. The reporting person's former spouse is the trustee of the trust.
F3 These shares of common stock are held in a grantor retained annuity trust for the benefit of the reporting person and his nieces and nephews. The reporting person shares investment control over issuer securities held by the trust with his former spouse, who is the trustee of the trust.
F4 Each RSU represents a contingent right to receive one share of the Issuer's common stock.
F5 The RSUs vested in one installment on October 1, 2021.