Key facts
- This page summarizes Blake E. Larson's Form 4 filing for NORTHROP GRUMMAN CORP /DE/ (NOC).
- 3 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 04 Oct 2021, 16:37.
Blake E. Larson - 30 Sep 2021 Form 4 Insider Report for NORTHROP GRUMMAN CORP /DE/ (NOC)
- Reporting relationship
- CVP & Pres, Space Systems
- Issuer ticker
- NOC
- Reported as of
- 30 Sep 2021
- Net transaction value
- -$296,403
- SEC form
- 4
- Accepted by SEC
- 04 Oct 2021, 16:37:59 UTC
- Prior SEC filing
- 16 Jun 2021
- Next SEC filing
- 04 Jan 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ Jennifer C. McGarey, Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Blake E. Larson filed Form 4 for NORTHROP GRUMMAN CORP /DE/ (NOC) on 04 Oct 2021.
Change
- Previous filing in this sequence was filed on 16 Jun 2021.
- Current net transaction value: -$296,403.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
NOC
transaction
Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +1,824
- Change %
- +14%
- Price
- $0.000000
- Shares after
- 14,697
- Date
- 30 Sep 2021
- Ownership
- Direct
- Footnotes
- F1
NOC
transaction
Common Stock
Tax liability
- Transaction value
- $296,403
- Shares
- -823
- Change %
- -5.6%
- Price
- $360.15
- Shares after
- 13,874
- Date
- 30 Sep 2021
- Ownership
- Direct
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
NOC
transaction
Derivative
Restricted Stock Rights
Options Exercise
- Transaction value
- $0
- Shares
- -1,824
- Change %
- -15%
- Price
- $0.000000
- Shares after
- 10,526
- Date
- 30 Sep 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 1,824
- Exercise price
- Footnotes
- F1, F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 2 footnotes
Footnote F1
Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the 2011 Long-Term Incentive Stock Plan on 2/16/2021 that vested on 9/30/2021.
Footnote F2
Each RSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.