Joel E. Cutler - 21 Sep 2021 Form 3 Insider Report for Warby Parker Inc. (WRBY)

Role
Director, 10%+ Owner
Signature
/s/ Hyung Bak, Attorney-in-Fact
Issuer symbol
WRBY
Transactions as of
21 Sep 2021
Net transactions value
$0
Form type
3
Filing time
21 Sep 2021, 21:17:00 UTC
Previous filing
04 Jun 2021
Next filing
01 Oct 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding WRBY Class A Common Stock 1,595,210 21 Sep 2021 Directly held by General Catalyst Group V, L.P. F1, F2, F3
holding WRBY Class A Common Stock 8,088,002 21 Sep 2021 Directly held by General Catalyst Group V Supplemental, L.P. F1, F2, F3
holding WRBY Class A Common Stock 202,126 21 Sep 2021 Directly held by GC Entrepreneurs Fund V, L.P. F1, F2, F3
holding WRBY Class A Common Stock 933,171 21 Sep 2021 Directly held by GC Venture V, LLC F1, F2, F3
holding WRBY Class A Common Stock 513,083 21 Sep 2021 Directly held by GC Venture V-B, LLC F1, F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding WRBY Stock Option (Right to Buy) 21 Sep 2021 Class A Common Stock 10,383 $24.53 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 General Catalyst GP V, LLC (GCGPV), is the general partner of General Catalyst Partners V, L.P., which is the general partner of General Catalyst Group V, L.P. (GCGV), General Catalyst Group V Supplemental, L.P. (GCGVS), and GC Entrepreneurs Fund V, L.P. (GCEV). General Catalyst Group Management Holdings GP, LLC (GCGMH LLC), is the general partner of General Catalyst Group Management Holdings, L.P. (GCGMH), which is the manager of General Catalyst Group Management, LLC (GCGM), which is the manager of GC Venture V Manager, LLC (GCVV Manager), which is the manager of GC Venture V, LLC (GCVV) and GC Venture V-B, LLC (GCVVB).
F2 (Continued from Footnote 1) Joel Cutler and David Fialkow are managing directors of GCGPV, and, as a result, may be deemed to share voting and investment power with respect to the shares held by GCGV, GCGVS, and GCEV. Kenneth Chenault, Joel Cutler, David Fialkow and Hemant Taneja are managing members of GCGMH, LLC, and, as a result, may be deemed to share voting and investment power with respect to the shares held by GCVV and GCVVB.
F3 However, the Reporting Person disclaims beneficial ownership over such shares except to the extent of his pecuniary interest therein, if any.
F4 This stock purchase right is fully vested and will expire on November 2, 2021.

Remarks:

EXHIBIT LIST: EX-24 POA - Joel Cutler