Steven Clive Miller - 21 Sep 2021 Form 3 Insider Report for Warby Parker Inc. (WRBY)

Role
Chief Financial Officer
Signature
/s/ Hyung Bak, Attorney-in-Fact
Issuer symbol
WRBY
Transactions as of
21 Sep 2021
Net transactions value
$0
Form type
3
Filing time
21 Sep 2021, 21:16:43 UTC
Next filing
01 Oct 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding WRBY Class A Common Stock 141,756 21 Sep 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding WRBY Restricted Stock Units 21 Sep 2021 Class A Common Stock 31,696 Direct F1
holding WRBY Restricted Stock Units 21 Sep 2021 Class A Common Stock 31,813 Direct F2
holding WRBY Restricted Stock Units 21 Sep 2021 Class A Common Stock 40,399 Direct F3
holding WRBY Restricted Stock Units 21 Sep 2021 Class A Common Stock 40,554 Direct F4
holding WRBY Restricted Stock Units 21 Sep 2021 Class A Common Stock 81,533 Direct F5
holding WRBY Stock Option (Right to Buy) 21 Sep 2021 Class A Common Stock 143,816 $13.55 Direct F6
holding WRBY Stock Option (Right to Buy) 21 Sep 2021 Class A Common Stock 22,421 $4.46 Direct F7
holding WRBY Stock Option (Right to Buy) 21 Sep 2021 Class A Common Stock 30,000 $13.08 Direct F8
holding WRBY Stock Option (Right to Buy) 21 Sep 2021 Class A Common Stock 12,038 $12.35 Direct F9
holding WRBY Stock Option (Right to Buy) 21 Sep 2021 Class A Common Stock 26,400 $4.46 Direct F10
holding WRBY Stock Option (Right to Buy) 21 Sep 2021 Class A Common Stock 177,132 $12.35 Direct F11
holding WRBY Stock Option (Right to Buy) 21 Sep 2021 Class A Common Stock 36,101 $2.77 Direct F12
holding WRBY Stock Option (Right to Buy) 21 Sep 2021 Class A Common Stock 159,609 $13.08 Direct F8
holding WRBY Stock Option (Right to Buy) 21 Sep 2021 Class A Common Stock 87,952 $17.90 Direct F13
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The restricted stock units will vest in 48 monthly installments beginning on January 1, 2021 and will expire on January 27, 2028.
F2 The restricted stock units will vest in 48 monthly installments beginning on January 1, 2018 and will expire on October 16, 2025.
F3 The restricted stock units will vest in 48 monthly installments beginning on January 1, 2020 and will expire on November 19, 2026.
F4 The restricted stock units will vest in 48 monthly installments beginning on January 1, 2019 and will expire on March 28, 2026.
F5 The restricted stock units will vest in 48 monthly installments beginning on July 1, 2021 and will expire on June 14, 2031.
F6 The Stock option was granted on November 20, 2019, will vest in 48 monthly installments beginning on January 1, 2020 and will expire on November 19, 2029.
F7 The Stock option was granted on June 14, 2016, is fully vested, and will expire on June 13, 2026.
F8 The Stock option was granted on October 16, 2018, will vest in 48 monthly installments beginning on January 1, 2018 and will expire on October 15, 2028.
F9 The Stock option was granted on March 29, 2019, will vest in 12 monthly installments beginning on January 1, 2022 and will expire on March 28, 2029.
F10 The Stock option was granted on June 14, 2016, is fully vested, and will expire on June 13, 2026.
F11 The Stock option was granted on March 29, 2019, will vest in 48 monthly installments beginning on January 1, 2019 and will expire on March 28, 2029.
F12 The Stock option was granted on February 21, 2014, will vest in 36 monthly installments beginning on January 1, 2014 and will expire on February 20, 2024.
F13 The Stock option was granted on January 28, 2021, will vest in 48 monthly installments beginning on January 1, 2021 and will expire on January 27, 2031.

Remarks:

EXHIBIT LIST: EX-24 POA - Steve Miller