Russell Stidolph - Jun 15, 2021 Form 4 Insider Report for Eos Energy Enterprises, Inc. (EOSE)

Signature
/s/ Russell Stidolph
Stock symbol
EOSE
Transactions as of
Jun 15, 2021
Transactions value $
$0
Form type
4
Date filed
9/8/2021, 07:35 PM
Next filing
Aug 3, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction EOSE Common Stock Options Exercise $0 +5.2K $0.00 5.2K Jun 15, 2021 Direct F1, F2
holding EOSE Common Stock 4.47M Jun 15, 2021 See footnote F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EOSE Restricted Stock Units Options Exercise $0 -5.2K -100% $0.00* 0 Jun 15, 2021 Common Stock 5.2K $0.00 Direct F4
transaction EOSE Restricted Stock Units Award $0 +3.76K $0.00 3.76K Jun 17, 2021 Common Stock 3.76K Direct F4, F5, F6
transaction EOSE Stock Option (Right to Buy) Award $0 +9.62K $0.00 9.62K Jun 17, 2021 Common Stock 9.62K $19.94 Direct F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units vested
F2 Convert without cost to shares of common stock on a one-for-one basis.
F3 The shares reported in this Form 4 are shares of common stock in which Mr. Stidoloph has a pecuniary interest in that are held directly by AltEnergy I, AltEnergy II, AltEnergy V, AltEnergy VI, Bridge, Transmission or Bridge II. Mr. Stidolph is the managing director of AltEnergy, the managing member of each of AltEnergy I, AltEnergy II, AltEnergy V, AltEnergy VI, Bridge, Transmission and Bridge II, and has voting and dispositive power with respect to the securities owned by AltEnergy I, AltEnergy II, AltEnergy V, AltEnergy VI, Bridge, Transmission and Bridge II. Each of the Filing Persons disclaims beneficial ownership of the outstanding shares of common stock of the issuer reported herein except to the extent of its pecuniary interest therein.
F4 Not applicable.
F5 Each restricted stock unit represents a contingent right to receive one share of common stock
F6 The reporting person received restricted stock units which vest on the earlier of (i) the first anniversary of the grant date, and (ii) immediately prior to the date of the next annual shareholders meeting of the Company following the grant date; provided, that, the restricted stock units shall vest in full upon the consummation of a change in control.
F7 The reporting person was granted an option to purchase common stock which vests on the earlier of (i) the first anniversary of the grant date, and (ii) immediately prior to the date of the next annual shareholders meeting of the Company following the grant date; provided, that, the option shall vest in full upon the consummation of a change in control.