Lisa Gersh - Aug 5, 2021 Form 4 Insider Report for ESTABLISHMENT LABS HOLDINGS INC. (ESTA)

Role
Director
Signature
/s/ Juan Jose Chacon Quiros, by power of attorney
Stock symbol
ESTA
Transactions as of
Aug 5, 2021
Transactions value $
-$904,251
Form type
4
Date filed
8/9/2021, 04:13 PM
Previous filing
Jul 2, 2021
Next filing
Sep 24, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ESTA Common Shares Options Exercise $181K +10K $18.14 10K Aug 5, 2021 Direct
transaction ESTA Common Shares Options Exercise $184K +8K +80% $23.05 18K Aug 5, 2021 Direct
transaction ESTA Common Shares Sale -$896K -12.8K -70.88% $70.27 5.24K Aug 5, 2021 Direct F1
transaction ESTA Common Shares Sale -$374K -5.24K -100% $71.27 0 Aug 5, 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ESTA Stock Option (Right to buy) Options Exercise $0 -10K -31.25% $0.00 22K Aug 5, 2021 Common Shares 10K $18.14 Direct F3
transaction ESTA Stock Option (Right to buy) Options Exercise $0 -8K -36.36% $0.00 14K Aug 5, 2021 Common Shares 8K $23.05 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was executed in multiple trades at prices ranging from $70.0101 to $70.9900 per share. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F2 This transaction was executed in multiple trades at prices ranging from $71.0000 to $71.7850 per share. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F3 The shares subject to the option vested in full on the earlier of May 26, 2021 or the day prior to the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person continuing as a service provider through such date.
F4 One-third of the shares subject to the option shall vested on June 3, 2020 and each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date.