Russell Schaub - 09 Jun 2021 Form 4 Insider Report for Great Ajax Corp. (RPT)

Role
PRESIDENT, Director
Signature
/s/ Russell Schaub
Issuer symbol
RPT
Transactions as of
09 Jun 2021
Net transactions value
+$103,235
Form type
4
Filing time
04 Aug 2021, 18:31:31 UTC
Next filing
10 Aug 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AJX Common Stock, par value $0.01 per share Award $102,320 +8,000 +7.2% $12.79 119,660 02 Aug 2021 Direct F1, F2
transaction AJX Common Stock, par value $0.01 per share Award $915 +70 +5.9% $13.07 1,252 09 Jun 2021 By son F4, F5
holding AJX Common Stock, par value $0.01 per share 3,039 09 Jun 2021 Shackleton RBS 3 LLC F3
holding AJX Common Stock, par value $0.01 per share 108 09 Jun 2021 By wife F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Granted pursuant to the shareholder approved 2016 Equity Incentive Plan, which will vest in four equal installments annually starting August 1, 2022.
F2 Includes the following shares acquired under the Issuer's Dividend Reinvestment Plan: 1,801.346 shares acquired on August 31, 2020; 1,677.162 shares acquired on November 30, 2020; 1,531.028 shares acquired on March 31, 2021; and 1,539.696 shares acquired on May 31, 2021.
F3 Securities received pursuant to a distribution made by Aspen Yo to its limited partners.
F4 Includes the following shares acquired under the Issuer's Dividend Reinvestment Plan: 1.867 shares acquired on August 31, 2020; 1.738 shares acquired on November 30, 2020; 1.587 shares acquired on March 31, 2021; and 1.596 shares acquired on May 31, 2021.
F5 Granted pursuant to the Issuer's equity compensation policy for new employees. Inadvertently missed timely filing on Form 4.