| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | KLAC | Common Stock | Other | $21.2K | +96 | +10.01% | $221.28 | 1.06K | Jun 30, 2021 | Direct | F1, F2 |
| transaction | KLAC | Common Stock - Restricted Stock Units | Options Exercise | $0 | -3.75K | -4.57% | $0.00 | 78.3K | Aug 1, 2021 | Direct | F3, F4, F5 |
| transaction | KLAC | Common Stock | Options Exercise | $0 | +3.75K | +355.64% | $0.00 | 4.81K | Aug 1, 2021 | Direct | F4 |
| transaction | KLAC | Common Stock | Tax liability | $0 | -1.86K | -38.71% | $0.00 | 2.95K | Aug 1, 2021 | Direct | F6 |
| Id | Content |
|---|---|
| F1 | Purchased under the registrant's employee stock purchase plan. |
| F2 | Represents 85% of the closing price of the registrant's stock on the employee stock purchase plan start date. |
| F3 | Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA common stock. |
| F4 | On August 1, 2019, the Reporting Person was granted RSUs for 15,007 shares of KLA common stock. On August 1, 2021, 25% of the RSUs vested. |
| F5 | Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made. |
| F6 | Pursuant to the terms of the grant, shares of KLA common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on July 30, 2021. |