| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | KLAC | Common Stock | Other | $21.2K | +96 | +0.17% | $221.28 | 57K | Jun 30, 2021 | Direct | F1, F2 |
| transaction | KLAC | Common Stock - Restricted Stock Units | Options Exercise | $0 | -6.43K | -3.04% | $0.00 | 205K | Aug 1, 2021 | Direct | F3, F4, F5 |
| transaction | KLAC | Common Stock | Options Exercise | $0 | +6.43K | +11.28% | $0.00 | 63.4K | Aug 1, 2021 | Direct | F4 |
| transaction | KLAC | Common Stock | Tax liability | -$1.11M | -3.19K | -5.03% | $348.16 | 60.2K | Aug 1, 2021 | Direct | F6 |
| holding | KLAC | Common Stock | 9.18K | Aug 1, 2021 | By Trust | F7 |
| Id | Content |
|---|---|
| F1 | Purchased under the registrant's employee stock purchase plan. |
| F2 | Represents 85% of the closing price of the registrant's stock on the employee stock purchase plan start date. |
| F3 | Each RSU represents a contingent right to receive one share of KLA common stock. |
| F4 | On August 1, 2019, the Reporting Person was granted RSUs for 25,726 shares of KLA common stock. On August 1, 2021, 25% of the RSUs vested. |
| F5 | Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made. |
| F6 | Pursuant to the terms of the grant, shares of KLA common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on July 30, 2021. |
| F7 | Shares held under the Wallace Living Trust u/a/d 03/27/01, as amended, a trust of which the Reporting Person is a trustee and beneficiary. |