Paula Loop - Jul 28, 2021 Form 3 Insider Report for Robinhood Markets, Inc. (HOOD)

Role: Director
Signature: /s/Christina Lai, attorney-in-fact for Paula Loop
Stock symbol: HOOD
Transactions as of: Jul 28, 2021
Transactions value $: $0
Form type: 3
Date filed: 7/29/2021, 04:42 PM
Previous filing: Jul 12, 2021
Next filing: Oct 5, 2021

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	HOOD	Restricted Stock Units							Jul 28, 2021	Common Stock	36.2K		Direct	F1, F2, F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	On June 17, 2021, the Reporting Person was granted 36,223 restricted stock units ("RSUs") under the Robinhood Markets, Inc. ("Robinhood") 2020 Equity Incentive Plan. Subject to accelerated vesting in certain circumstances, one-sixteenth (1/16) of these RSUs are scheduled to vest on October 1, 2021, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to (a) the Reporting Person's continued service with Robinhood through the applicable vesting date and (b) the occurrence of a liquidity event, which was satisfied upon the effectiveness of Robinhood's ("IPO") initial public offering registration statement on Form S-1.
F2	Shares of Common Stock will automatically be reclassified as shares of Class A Common Stock on a one-for-one basis upon the filing of the Robinhood's Amended and Restated Certificate of Incorporation immediately prior to the closing of Robinhood's IPO.
F3	RSUs convert into Common Stock on a one-for-one basis upon vesting and settlement.

Remarks:

Exhibit List: Exhibit 24 - Power of Attorney