Key facts
- This page summarizes Stephen Cole's Form 4 filing for FARO TECHNOLOGIES INC (FARO).
- 1 reported transaction and 1 derivative row are listed below.
- Accepted by SEC: 02 Jul 2021, 16:03.
Stephen Cole - 01 Jul 2021 Form 4 Insider Report for FARO TECHNOLOGIES INC (FARO)
- Reporting relationship
- Director
- Issuer ticker
- FARO
- Reported as of
- 01 Jul 2021
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 02 Jul 2021, 16:03:13 UTC
- Prior SEC filing
- 03 Jun 2021
- Next SEC filing
- 04 Oct 2021
- Source filing
- View source filing
- Reporting owner signature
- /s/ Allen Muhich, Attorney-in-Fact for Stephen Cole
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Stephen Cole filed Form 4 for FARO TECHNOLOGIES INC (FARO) on 02 Jul 2021.
Change
- Previous filing in this sequence was filed on 03 Jun 2021.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
FARO
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 490
- Date
- 01 Jul 2021
- Ownership
- By Shanklin Investments
- Footnotes
- F1
FARO
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 11,243
- Date
- 01 Jul 2021
- Ownership
- Direct
FARO
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 4,500
- Date
- 01 Jul 2021
- Ownership
- By Snow Powder Ridge Limited
- Footnotes
- F2
FARO
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 10,630
- Date
- 01 Jul 2021
- Ownership
- By Seeonee Inc.
- Footnotes
- F3
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
FARO
transaction
Derivative
Deferred Stock Units
Award
- Transaction value
- $0
- Shares
- +229
- Change %
- +11%
- Price
- $0.000000
- Shares after
- 2,394
- Date
- 01 Jul 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 229
- Exercise price
- Footnotes
- F4, F5
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 5 footnotes
Footnote F1
Held by Shanklin Investments in trust for the reporting person, who holds shares in trust from Snow Powder Ridge Limited, a company owned by the reporting person, his wife and his children.
Footnote F2
Held by Snow Powder Ridge Limited, a company owned by the reporting person, his wife and his children.
Footnote F3
Held by Seeonee Inc., a company indirectly owned by two trusts, of which the reporting person and his family members are the beneficiaries. The reporting person has sole investment control with respect to such shares of the Company's common stock.
Footnote F4
Deferred stock units ("DSUs") granted pursuant to the FARO Technologies, Inc. (the "Company") 2014 Incentive Plan (the "Incentive Plan") and the FARO Technologies, Inc. 2018 Non-Employee Director Deferred Compensation Plan (the "Deferred Compensation Plan").
Footnote F5
Each DSU represents the right to receive one share of the Company's common stock no later than 60 business days following the date the reporting person incurs a separation of service from the Company, or in limited circumstances upon a change in control of the Company cash equal to the fair market value of one share of the Company's common stock on the date of the change in control, pursuant to the terms of the Deferred Compensation Plan.