GARY S. JACOB - 10 Jun 2021 Form 4 Insider Report for Cardiff Oncology, Inc. (CRDF)

Role
Former Director
Signature
/s/ Gary Jacob
Issuer symbol
CRDF
Transactions as of
10 Jun 2021
Net transactions value
$0
Form type
4
Filing time
15 Jun 2021, 10:06:43 UTC
Previous filing
20 May 2021
Next filing
05 Jan 2022
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CRDF Stock Options Other $0 +28,858 +61% $0.000000 76,106 10 Jun 2021 Common Stock 28,858 $2.60 Direct F1
transaction CRDF Stock Options Other $0 +293 +0.39% $0.000000 76,106 10 Jun 2021 Common Stock 293 $447.84 Direct F2, F3
transaction CRDF Stock Options Other $0 +218 +0.29% $0.000000 76,106 10 Jun 2021 Common Stock 218 $316.08 Direct F2
transaction CRDF Stock Options Other $0 +223 +0.29% $0.000000 76,106 10 Jun 2021 Common Stock 223 $516.96 Direct F2
transaction CRDF Stock Options Other $0 +223 +0.29% $0.000000 76,106 10 Jun 2021 Common Stock 223 $372.96 Direct F2
transaction CRDF Stock Options Other $0 +530 +0.7% $0.000000 76,106 10 Jun 2021 Common Stock 530 $51.84 Direct F2
transaction CRDF Stock Options Other $0 +755 +1% $0.000000 76,106 10 Jun 2021 Common Stock 755 $21.60 Direct F2
transaction CRDF Stock Options Other $0 +44,734 +143% $0.000000 76,106 10 Jun 2021 Common Stock 44,734 $2.48 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 In connection with the Reporting Person's departure from the Board of Directors, the Compensation Committee accelerated the vesting of 28,858 stock options to June 10, 2021 from June 17, 2021. In addition, the Compensation Committee extended the expiration date of the stock options to June 10, 2023.
F2 Expiration date of the stock options was extended to June 10, 2023.
F3 8,805 of the stock options vest immediately. 4,077 of the stock options vest on each of 2/25/2015 and 2016 and 4,076 of the stock options vest on 2/25/2017.