Bertram L. Scott - May 20, 2021 Form 4 Insider Report for ALLIANCEBERNSTEIN HOLDING L.P. (AB)

Role
Director
Signature
/s/ Bertram L. Scott
Stock symbol
AB
Transactions as of
May 20, 2021
Transactions value $
$170,041
Form type
4
Date filed
5/24/2021, 05:05 PM
Next filing
Jun 2, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AB AB Holding Units Award $170K +3.92K +94.59% $43.40 8.06K May 20, 2021 Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")
F2 The Board of Directors of AllianceBernstein Corporation, general partner of AB Holding, granted 3,918 restricted AB Holding Units to the Reporting Person during a meeting of the Board held on May 20, 2021; each Independent Director recused himself or herself from approving this grant. The AB Holding Units will vest and be delivered in equal 25% increments on each of May 20, 2022, 2023, 2024 and 2025.
F3 Closing price of an AB Holding Unit (NYSE: AB) on the grant date (May 20, 2021).