Thomas Edward Hamilton - 19 May 2021 Form 4 Insider Report for ANNALY CAPITAL MANAGEMENT INC (NLY)

Role
Director
Signature
/s/ Anthony C. Green, as Attorney-in-Fact for Thomas Edward Hamilton
Issuer symbol
NLY
Transactions as of
19 May 2021
Net transactions value
$0
Form type
4
Filing time
21 May 2021, 18:25:09 UTC
Previous filing
17 May 2021
Next filing
02 Jul 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding NLY Common Stock 130,000 19 May 2021 Direct
holding NLY Common Stock 330,000 19 May 2021 Cure FA Foundation, Inc.

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NLY Deferred Stock Units Award $0 +15,609 +41% $0.000000 53,752 19 May 2021 Common Stock 15,609 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan or the Annaly Capital Management, Inc. 2020 Equity Incentive Plan as applicable. The reporting person has elected such deferred settlement for all DSUs reported above.
F2 Reflects the aggregate amount of DSUs granted during the tenure of the respective director net of any conversions.