Donnell Segalas - 19 May 2021 Form 4 Insider Report for ANNALY CAPITAL MANAGEMENT INC (NLY)

Role
Director
Signature
/s/ Anthony C. Green, as Attorney-in-Fact for Donnell Segalas
Issuer symbol
NLY
Transactions as of
19 May 2021
Net transactions value
$0
Form type
4
Filing time
19 May 2021, 17:16:10 UTC
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding NLY Common Stock 102,450 19 May 2021 Direct
holding NLY Common Stock 500 19 May 2021 Direct F1
holding NLY Common Stock 500 19 May 2021 Direct F1
holding NLY Common Stock 450 19 May 2021 See note F2
holding NLY Common Stock 450 19 May 2021 See note F2
holding NLY Common Stock 2,100 19 May 2021 See note F3
holding NLY Common Stock 3,000 19 May 2021 See note F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding NLY Deferred Stock Units 163,808 19 May 2021 Deferred Stock Units 163,808 Direct F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Donnell Segalas is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 Represents shares of Common Stock held jointly with daughter.
F2 Represents shares of Common Stock held by daughter. The reporting person disclaims beneficial ownership of these shares.
F3 Represents shares of Common Stock held by The Katherine Lacy Segalas Devlin Irrevocable Trust (the "Devlin Trust") for the benefit of an immediate family member of the reporting person. The reporting person is co-trustee of the Devlin Trust. The reporting person disclaims beneficial ownership of shares of Common Stock held by the Devlin Trust
F4 Represents shares of Common Stock held by The Hercules Segalas Irrevocable Trust (the "Segalas Trust") for the benefit of an immediate family member of the reporting person. The reporting person is sole trustee of the Segalas Trust. The reporting person disclaims beneficial ownership of shares of Common Stock held by the Segalas Trust.
F5 The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan or the Annaly Capital Management, Inc. 2020 Equity Incentive Plan as applicable. The reporting person has elected such deferred settlement for all DSUs reported above.
F6 Reflects the aggregate amount of DSUs granted during the tenure of the respective director net of any conversions, including 54,641 DSUs acquired pursuant to dividend reinvestment for which no additional price was paid.