| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AJX | Common Stock, par value $0.01 per share | Award | $50.4K | +4K | +18.83% | $12.60 | 25.2K | May 10, 2021 | By Paul M. Friedman Living Trust | F1 |
| transaction | AJX | Common Stock, par value $0.01 per share | Award | $10K | +789 | +3.13% | $12.67 | 26K | May 10, 2021 | By Paul M. Friedman Living Trust | F2 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| holding | AJX | 7.25% Convertible Notes due 2024 | 800 | May 10, 2021 | Common Stock, par value $0.01 per share | 1.38K | $14.47 | By Paul M. Friedman Living Trust | F3, F4 |
| Id | Content |
|---|---|
| F1 | Granted pursuant to the 2014 Director Equity Plan; 2,000 shares vest immediately and the remaining 2,000 shares are subject to a one-year vesting period. |
| F2 | Payment of director fees for first quarter ended March 31, 2021. Price per share is the average closing price per share for the first five days preceding the dividend record date of March 18, 2021. |
| F3 | The conversion rate of the 7.25% convertible notes due 2024 (the "Notes") equals 1.7279 shares of the Issuer's common stock per $25.00 principal amount of the Notes (equivalent to a conversion price of approximately $14.47 per share of the Issuer's common stock). The conversion rate, and thus the conversion price, will be subject to adjustment in accordance with the terms of the Notes. |
| F4 | Calculated based on the conversion rate of 1.7279 shares of the Issuer's common stock per $25.00 principal amount of Notes. |