Tony West - 16 Sep 2025 Form 4 Insider Report for Uber Technologies, Inc (UBER)

Role
Chief Legal Officer and Corporate Secretary
Signature
/s/ Carolyn Mo by Power of Attorney for Tony West
Issuer symbol
UBER
Transactions as of
16 Sep 2025
Net transactions value
-$718,634
Form type
4
Filing time
18 Sep 2025, 20:52:48 UTC
Previous filing
28 Aug 2025
Next filing
24 Sep 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
West Tony Chief Legal Officer and Corporate Secretary 1725 3RD STREET, SAN FRANCISCO /s/ Carolyn Mo by Power of Attorney for Tony West 18 Sep 2025 0001626201

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UBER Common Stock Options Exercise +1,282 +0.75% 171,551 16 Sep 2025 Direct F1
transaction UBER Common Stock Options Exercise +1,493 +0.87% 173,044 16 Sep 2025 Direct F1
transaction UBER Common Stock Options Exercise +2,911 +1.7% 175,955 16 Sep 2025 Direct F1
transaction UBER Common Stock Options Exercise +3,073 +1.7% 179,028 16 Sep 2025 Direct F1
transaction UBER Common Stock Tax liability $62,220 -636 -0.36% $97.83 178,392 16 Sep 2025 Direct F2
transaction UBER Common Stock Tax liability $72,492 -741 -0.42% $97.83 177,651 16 Sep 2025 Direct F2
transaction UBER Common Stock Tax liability $141,267 -1,444 -0.81% $97.83 176,207 16 Sep 2025 Direct F2
transaction UBER Common Stock Tax liability $149,093 -1,524 -0.86% $97.83 174,683 16 Sep 2025 Direct F2
transaction UBER Common Stock Sale $293,562 -3,125 -1.8% $93.94 171,558 18 Sep 2025 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UBER Restricted Stock Units Options Exercise $0 -1,282 -2.3% $0.000000 53,841 16 Sep 2025 Common Stock 1,282 Direct F1, F4
transaction UBER Restricted Stock Units Options Exercise $0 -1,493 -3.2% $0.000000 44,796 16 Sep 2025 Common Stock 1,493 Direct F1, F5
transaction UBER Restricted Stock Units Options Exercise $0 -2,911 -5.3% $0.000000 52,386 16 Sep 2025 Common Stock 2,911 Direct F1, F6
transaction UBER Restricted Stock Units Options Exercise $0 -3,073 -14% $0.000000 18,436 16 Sep 2025 Common Stock 3,073 Direct F1, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Restricted stock units (RSUs) convert into common stock on a one-for-one basis.
F2 Shares withheld to satisfy tax liability upon vesting of RSUs on September 16, 2025.
F3 This transaction was made pursuant to Mr. West's existing Rule 10b5-1 plan, adopted on May 27, 2025.
F4 The reporting person was granted 61,533 RSUs on March 3, 2025. The vesting schedule is as follows: 1/48 of the total RSUs vest on April 16, 2025 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
F5 The reporting person was granted 71,674 RSUs on March 1, 2024. The vesting schedule is as follows: 1/48 of the total RSUs vest on April 16, 2024 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
F6 The reporting person was granted 139,697 RSUs on March 1, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
F7 The reporting person was granted 147,492 RSUs on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.

Remarks:

Chief Legal Officer and Corporate Secretary