Gil Aharon - 13 Dec 2022 Form 4 Insider Report for DELCATH SYSTEMS, INC. (DCTH)

Role
Director
Signature
GIL AHARON
Issuer symbol
DCTH
Transactions as of
13 Dec 2022
Net transactions value
+$2,000,001
Form type
4
Filing time
14 Dec 2022, 15:54:16 UTC
Previous filing
20 Jul 2022
Next filing
22 Jun 2023
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DCTH Pre-Funded Warrant Purchase $2,000,001 +692,042 +122% $2.89 1,258,793 13 Dec 2022 DELCATH SYSTEMS, INC. COMMON 692,042 $0.0100 By Rosalind Advisors, Inc., the advisor to the Rosalind Funds F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Reporting Persons disclaims beneficial ownership over the shares except to the extent of his or its respective pecuniary interest therein.