Rosalind Advisors, Inc. - Dec 13, 2022 Form 4 Insider Report for DELCATH SYSTEMS, INC. (DCTH)

Role
Director
Signature
STEVEN SALAMON
Stock symbol
DCTH
Transactions as of
Dec 13, 2022
Transactions value $
$2,000,001
Form type
4
Date filed
12/14/2022, 03:42 PM
Previous filing
Apr 21, 2022
Next filing
Dec 16, 2022

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DCTH Pre-Funded Warrant Purchase $2M +692K +122.11% $2.89 1.26M Dec 13, 2022 DELCATH SYSTEMS, INC. COMMON 692K $0.01 By Rosalind Advisors, Inc., the advisor to the Rosalind Funds F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Reporting Persons disclaims beneficial ownership over the shares except to the extent of his or its respective pecuniary interest therein.