Rosalind Advisors, Inc. - Aug 21, 2023 Form 4 Insider Report for DELCATH SYSTEMS, INC. (DCTH)

Role
Director
Signature
Steven Salamon
Stock symbol
DCTH
Transactions as of
Aug 21, 2023
Transactions value $
$3,010,000
Form type
4
Date filed
8/22/2023, 06:19 PM
Previous filing
Apr 20, 2023
Next filing
Nov 21, 2023

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DCTH Tranche A Warrant Exercise of in-the-money or at-the-money derivative security $3.01M 0 Aug 21, 2023 Series F-3 Convertible Preferred Stock 3.01K $1,000.00 By Rosalind Advisors, Inc., the advisor to the Rosalind Funds F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Reporting Persons disclaims beneficial ownership over the shares except to the extent of his or its respective pecuniary interest therein.
F2 Each F-3 Preferred is convertible into DELCATH SYSTEMS, Inc. Common Stock at $4.50 per share