Rosalind Advisors, Inc. - 21 Aug 2023 Form 4 Insider Report for DELCATH SYSTEMS, INC. (DCTH)

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	DCTH	Tranche A Warrant	Exercise of in-the-money or at-the-money derivative security	$3,010,000				0	21 Aug 2023	Series F-3 Convertible Preferred Stock	3,010	$1000.00	By Rosalind Advisors, Inc., the advisor to the Rosalind Funds	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Id	Content
F1	Each Reporting Persons disclaims beneficial ownership over the shares except to the extent of his or its respective pecuniary interest therein.
F2	Each F-3 Preferred is convertible into DELCATH SYSTEMS, Inc. Common Stock at $4.50 per share