Rodney C. Favaron - Jun 18, 2021 Form 4 Insider Report for Upland Software, Inc. (UPLD)

Role
President
Signature
/s/ Kin Gill (as attorney-in-fact for Mr. Favaron)
Stock symbol
UPLD
Transactions as of
Jun 18, 2021
Transactions value $
-$415,787
Form type
4
Date filed
6/21/2021, 07:09 PM
Next filing
Sep 20, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UPLD Common Stock Sale -$414K -10.1K -4.05% $41.13* 238K Jun 18, 2021 Direct F1, F2
transaction UPLD Common Stock Sale -$1.98K -49 -0.02% $40.44* 238K Jun 21, 2021 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares were sold pursuant to a 10b5-1 plan to cover the tax withholding obligations in connection with the vesting of restricted stock units.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.99 to $41.49, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.