Key facts
- This page summarizes Daniel K. Bailey's Form 4 filing for TRICO BANCSHARES / (TCBK).
- 6 reported transactions and 3 derivative rows are listed below.
- Accepted by SEC: 13 Jun 2023, 16:54.
Daniel K. Bailey - 12 Jun 2023 Form 4 Insider Report for TRICO BANCSHARES / (TCBK)
- Reporting relationship
- EVP Chief Banking Officer
- Issuer ticker
- TCBK
- Reported as of
- 12 Jun 2023
- Net transaction value
- -$100,914
- SEC form
- 4
- Accepted by SEC
- 13 Jun 2023, 16:54:28 UTC
- Prior SEC filing
- 06 Jun 2023
- Next SEC filing
- 27 Jun 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Daniel Bailey by Janine Howard, Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Daniel K. Bailey filed Form 4 for TRICO BANCSHARES / (TCBK) on 13 Jun 2023.
Change
- Previous filing in this sequence was filed on 06 Jun 2023.
- Current net transaction value: -$100,914.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
TCBK
transaction
Common Stock
Options Exercise
- Transaction value
- Shares
- +4,729
- Change %
- +9.7%
- Price
- Shares after
- 53,381
- Date
- 12 Jun 2023
- Ownership
- Direct
- Footnotes
- F1
TCBK
transaction
Common Stock
Tax liability
- Transaction value
- $100,914
- Shares
- -2,712
- Change %
- -5.1%
- Price
- $37.21
- Shares after
- 50,669
- Date
- 12 Jun 2023
- Ownership
- Direct
- Footnotes
- F2
TCBK
transaction
Common Stock
Other
- Transaction value
- $0
- Shares
- 0
- Change %
- 0%
- Price
- $0.000000*
- Shares after
- 10,009
- Date
- 12 Jun 2023
- Ownership
- By ESOP
- Footnotes
- F3
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
TCBK
transaction
Derivative
Performance Stock Unit
Options Exercise
- Transaction value
- $0
- Shares
- -4,729
- Change %
- -45%
- Price
- $0.000000
- Shares after
- 5,893
- Date
- 12 Jun 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 4,729
- Exercise price
- Footnotes
- F1
TCBK
transaction
Derivative
Restricted stock unit
Award
- Transaction value
- $0
- Shares
- +4,373
- Change %
- +72%
- Price
- $0.000000
- Shares after
- 10,486
- Date
- 12 Jun 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 4,373
- Exercise price
- Footnotes
- F4
TCBK
transaction
Derivative
Performance Stock Unit
Award
- Transaction value
- $0
- Shares
- +4,373
- Change %
- +74%
- Price
- $0.000000
- Shares after
- 10,266
- Date
- 12 Jun 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 4,373
- Exercise price
- Footnotes
- F5
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 5 footnotes
Footnote F1
Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 3928 PSUs which was reported in the original Form 4 for this grant). PSUs vested at 120.4%.
Footnote F2
Reflects shares withheld to pay tax liability.
Footnote F3
No transactions occurred amongst these shares. Intended only to reflect the number of shares beneficially owned.
Footnote F4
Represents a grant of Restricted Stock Unit (RSU) award which vests 33.3% per year over 3 years. Cash dividends on RSUs are reinvested in shares of Issuers common stock at fair market value on date of dividend payment. Per unit value on date of grant was $33.74 (based on the 30-day average closing price of Issuers common stock ending 06/12/2023).
Footnote F5
Represents a grant of Performance-based restricted stock unit (PSU) award that cliff vests after 3 years between 0% and 150% of the target number of shares (the numbers of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index.