RICHARD P. SMITH - 11 Aug 2022 Form 4 Insider Report for TRICO BANCSHARES / (TCBK)

Role
CEO & President, Director
Signature
/s/ Richard Smith by Janine Howard, Attorney-in-Fact
Issuer symbol
TCBK
Transactions as of
11 Aug 2022
Net transactions value
-$1,565,529
Form type
4
Filing time
12 Aug 2022, 12:44:48 UTC
Previous filing
14 Jul 2022
Next filing
25 Oct 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TCBK Common Stock Options Exercise $856,240 +44,000 +19% $19.46 275,087 11 Aug 2022 Direct
transaction TCBK Common Stock Tax liability $1,565,529 -32,910 -12% $47.57 242,177 11 Aug 2022 Direct F1
transaction TCBK Common Stock Other $0 0 0% $0.000000* 36,365 11 Aug 2022 By ESOP F2
transaction TCBK Common Stock Other $0 0 0% $0.000000* 247 11 Aug 2022 By spouse F3
transaction TCBK Common Stock Other $0 0 0% $0.000000* 1,117,086 11 Aug 2022 ESOP Trustee F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TCBK Option Common Stock Options Exercise $856,240 -44,000 -100% $19.46 0 11 Aug 2022 Common Stock 44,000 $19.46 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares withheld for a "net exercise" of outstanding stock options and to pay taxes.
F2 No transactions occurred among these shares. Intended only to reflect number of shares beneficially owned in reporting persons ESOP account as of 12/31/2021.
F3 No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned.
F4 Reporting person is a trustee of the Issuers Employee Stock Ownership Plan. The reporting person has no security interest in, and disclaims beneficial ownership of, the securities.