Richard Smith - Nov 1, 2021 Form 4 Insider Report for TRICO BANCSHARES / (TCBK)

Role: CEO & President, Director
Signature: /s/ Richard Smith by Jason Cove, Attorney-In-Fact
Stock symbol: TCBK
Transactions as of: Nov 1, 2021
Transactions value $: -$1,282,699
Form type: 4
Date filed: 11/3/2021, 02:47 PM
Previous filing: Jul 26, 2021
Next filing: Feb 28, 2022

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	TCBK	Common Stock	Options Exercise	$614K	+40K	+18.89%	$15.34	252K	Nov 1, 2021	Direct
transaction	TCBK	Common Stock	Tax liability	-$1.28M	-28.2K	-11.19%	$45.51	224K	Nov 1, 2021	Direct	F1
transaction	TCBK	Common Stock	Other	$0	0	0%	$0.00^*	36.3K	Nov 1, 2021	By ESOP	F2
transaction	TCBK	Common Stock	Other	$0	0	0%	$0.00^*	242	Nov 1, 2021	By Spouse	F3
transaction	TCBK	Common Stock	Other	$0	0	0%	$0.00^*	1.08M	Nov 1, 2021	By ESOP Trustee	F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	TCBK	Option Common Stock	Options Exercise	-$614K	-40K	-47.62%	$15.34	44K	Nov 1, 2021	Common Stock	40K	$15.34	Direct

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Reflects shares withheld for a "net exercise" of outstanding stock options and to pay taxes.
F2	No transactions occurred among these shares. Intended only to reflect shares beneficially owned in reporting persons ESOP account as of 12/31/2020
F3	No transactions occurred among these shares. Intended only to reflect shares beneficially owned.
F4	The reporting person is a trustee of the Issuers Employee Stock Ownership Plan. The reporting person has no security interest in, and disclaims beneficial ownership of the securities.