RICHARD P. SMITH - 01 Nov 2021 Form 4 Insider Report for TRICO BANCSHARES / (TCBK)

Role: CEO & President, Director
Signature: /s/ Richard Smith by Jason Cove, Attorney-In-Fact
Issuer symbol: TCBK
Transactions as of: 01 Nov 2021
Net transactions value: -$1,282,699
Form type: 4
Filing time: 03 Nov 2021, 14:47:42 UTC
Previous filing: 26 Jul 2021
Next filing: 28 Feb 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	TCBK	Common Stock	Options Exercise	$613,600	+40,000	+19%	$15.34	251,783	01 Nov 2021	Direct
transaction	TCBK	Common Stock	Tax liability	$1,282,699	-28,185	-11%	$45.51	223,598	01 Nov 2021	Direct	F1
transaction	TCBK	Common Stock	Other	$0	0	0%	$0.000000^*	36,283	01 Nov 2021	By ESOP	F2
transaction	TCBK	Common Stock	Other	$0	0	0%	$0.000000^*	242	01 Nov 2021	By Spouse	F3
transaction	TCBK	Common Stock	Other	$0	0	0%	$0.000000^*	1,080,635	01 Nov 2021	By ESOP Trustee	F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	TCBK	Option Common Stock	Options Exercise	$613,600	-40,000	-48%	$15.34	44,000	01 Nov 2021	Common Stock	40,000	$15.34	Direct

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Reflects shares withheld for a "net exercise" of outstanding stock options and to pay taxes.
F2	No transactions occurred among these shares. Intended only to reflect shares beneficially owned in reporting persons ESOP account as of 12/31/2020
F3	No transactions occurred among these shares. Intended only to reflect shares beneficially owned.
F4	The reporting person is a trustee of the Issuers Employee Stock Ownership Plan. The reporting person has no security interest in, and disclaims beneficial ownership of the securities.