Peter G. Wiese - 16 Aug 2021 Form 4 Insider Report for TRICO BANCSHARES / (TCBK)

Role
EVP - Chief Financial Officer
Signature
/s/ Peter Wiese by Jason Cove, Attorney-In-Fact
Issuer symbol
TCBK
Transactions as of
16 Aug 2021
Net transactions value
-$564
Form type
4
Filing time
18 Aug 2021, 18:12:17 UTC
Previous filing
29 Jun 2021
Next filing
28 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TCBK Common Stock Options Exercise +2,689 +26% 12,939 16 Aug 2021 Direct F1
transaction TCBK Common Stock Tax liability $564 -14 -0.11% $40.30 12,925 16 Aug 2021 Direct F2
transaction TCBK Common Stock Other $0 0 0% $0.000000* 2,700 16 Aug 2021 Wiese Family Trust F3
transaction TCBK Common Stock Other $0 0 0% $0.000000* 374 16 Aug 2021 By ESOP F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TCBK Restricted Stock Unit Options Exercise $0 -2,689 -17% $0.000000 13,466 16 Aug 2021 Common Stock 2,689 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 25% vesting of RSU award (including accumulated dividends invested in common stock) granted September 18, 2018 based on a closing price of $40.30 on August 16, 2021.
F2 Reflects shares withheld to pay taxes.
F3 No transactions occurred among these shares. Intended only to reflect shares beneficially owned.
F4 No transactions occurred among these shares. Intended only to reflect shares beneficially owned in reporting persons ESOP as of 12/31/2020