Peter Wiese - Aug 16, 2021 Form 4 Insider Report for TRICO BANCSHARES / (TCBK)

Role
EVP - Chief Financial Officer
Signature
/s/ Peter Wiese by Jason Cove, Attorney-In-Fact
Stock symbol
TCBK
Transactions as of
Aug 16, 2021
Transactions value $
-$564
Form type
4
Date filed
8/18/2021, 06:12 PM
Previous filing
Jun 29, 2021
Next filing
Feb 28, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TCBK Common Stock Options Exercise +2.69K +26.23% 12.9K Aug 16, 2021 Direct F1
transaction TCBK Common Stock Tax liability -$564 -14 -0.11% $40.30 12.9K Aug 16, 2021 Direct F2
transaction TCBK Common Stock Other $0 0 0% $0.00* 2.7K Aug 16, 2021 Wiese Family Trust F3
transaction TCBK Common Stock Other $0 0 0% $0.00* 374 Aug 16, 2021 By ESOP F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TCBK Restricted Stock Unit Options Exercise $0 -2.69K -16.65% $0.00 13.5K Aug 16, 2021 Common Stock 2.69K Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 25% vesting of RSU award (including accumulated dividends invested in common stock) granted September 18, 2018 based on a closing price of $40.30 on August 16, 2021.
F2 Reflects shares withheld to pay taxes.
F3 No transactions occurred among these shares. Intended only to reflect shares beneficially owned.
F4 No transactions occurred among these shares. Intended only to reflect shares beneficially owned in reporting persons ESOP as of 12/31/2020