Daniel K. Bailey - 22 Jul 2021 Form 4 Insider Report for TRICO BANCSHARES / (TCBK)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
26 Jul 2021, 17:23:41 UTC
Prior SEC filing
29 Jun 2021
Next SEC filing
28 Feb 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Daniel Bailey by Jason Cove, Attorney-In-Fact

Key filing fact

Daniel K. Bailey filed Form 4 for TRICO BANCSHARES / (TCBK) on 26 Jul 2021.

Key facts

  • This page summarizes Daniel K. Bailey's Form 4 filing for TRICO BANCSHARES / (TCBK).
  • 4 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 26 Jul 2021, 17:23.

Change

  • Previous filing in this sequence was filed on 29 Jun 2021.
  • Current net transaction value: -$38,470.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

TCBK transaction

Common Stock

Options Exercise

Transaction value
Shares
+1,693
Change %
+4%
Price
Shares after
43,758
Date
22 Jul 2021
Ownership
Direct
Footnotes
F1
TCBK transaction

Common Stock

Tax liability

Transaction value
$38,470
Shares
-970
Change %
-2.2%
Price
$39.66
Shares after
42,788
Date
22 Jul 2021
Ownership
Direct
Footnotes
F2
TCBK transaction

Common Stock

Other

Transaction value
$0
Shares
0
Change %
0%
Price
$0.000000*
Shares after
9,117
Date
22 Jul 2021
Ownership
By ESOP
Footnotes
F3

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

TCBK transaction Derivative

Performance Stock Unit

Options Exercise

Transaction value
$0
Shares
-1,693
Change %
-17%
Price
$0.000000
Shares after
8,337
Date
22 Jul 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
1,693
Exercise price
Footnotes
F1
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number of shares based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 1,160 PSUs which was reported in the original Form 4 for this grant). PSUs vested at 146%.

Footnote F2

Reflects shares withheld to pay for taxes.

Footnote F3

No transactions occurred among these shares. Intended only to reflect shares beneficially owned in the reporting persons ESOP account as of December 31, 2020.

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