Richard Smith - Jun 25, 2021 Form 4 Insider Report for TRICO BANCSHARES / (TCBK)

Role
CEO & President, Director
Signature
/s/ Richard Smith by Jason Cove, Attorney-In-Fact
Stock symbol
TCBK
Transactions as of
Jun 25, 2021
Transactions value $
-$47,731
Form type
4
Date filed
6/29/2021, 05:02 PM
Previous filing
Jun 22, 2021
Next filing
Jul 26, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TCBK Common Stock Options Exercise +1.91K +0.91% 210K Jun 25, 2021 Direct F1
transaction TCBK Common Stock Tax liability -$47.7K -1.09K -0.52% $43.67 209K Jun 25, 2021 Direct F2
transaction TCBK Common Stock Other $0 0 0% $0.00* 36.3K Jun 25, 2021 By ESOP F3
transaction TCBK Common Stock Other $0 0 0% $0.00* 241 Jun 25, 2021 By Spouse F4
transaction TCBK Common Stock Other $0 0 0% $0.00* 1.2M Jun 25, 2021 By ESOP Trustee F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TCBK Restricted Stock Unit Options Exercise $0 -1.91K -7.46% $0.00 23.7K Jun 25, 2021 Common Stock 1.91K Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 25, 2019 based on a closing price of $43.67 on June 25, 2021.
F2 Reflects shares withheld for taxes.
F3 No transactions occurred among these shares. Intended only to reflect shares beneficially owned in reporting persons ESOP as of 12/31/2020
F4 No transactions occurred among these shares. Intended only to reflect shares beneficially owned.
F5 The reporting person is a trustee of the Issuers Employee Stock Ownership Plan. The reporting person has no security interest in, and disclaims beneficial ownership of the securities.