RICHARD P. SMITH - 25 Jun 2021 Form 4 Insider Report for TRICO BANCSHARES / (TCBK)

Role
CEO & President, Director
Signature
/s/ Richard Smith by Jason Cove, Attorney-In-Fact
Issuer symbol
TCBK
Transactions as of
25 Jun 2021
Net transactions value
-$47,731
Form type
4
Filing time
29 Jun 2021, 17:02:31 UTC
Previous filing
22 Jun 2021
Next filing
26 Jul 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TCBK Common Stock Options Exercise +1,907 +0.91% 210,407 25 Jun 2021 Direct F1
transaction TCBK Common Stock Tax liability $47,731 -1,093 -0.52% $43.67 209,314 25 Jun 2021 Direct F2
transaction TCBK Common Stock Other $0 0 0% $0.000000* 36,283 25 Jun 2021 By ESOP F3
transaction TCBK Common Stock Other $0 0 0% $0.000000* 241 25 Jun 2021 By Spouse F4
transaction TCBK Common Stock Other $0 0 0% $0.000000* 1,199,798 25 Jun 2021 By ESOP Trustee F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TCBK Restricted Stock Unit Options Exercise $0 -1,907 -7.5% $0.000000 23,662 25 Jun 2021 Common Stock 1,907 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 25, 2019 based on a closing price of $43.67 on June 25, 2021.
F2 Reflects shares withheld for taxes.
F3 No transactions occurred among these shares. Intended only to reflect shares beneficially owned in reporting persons ESOP as of 12/31/2020
F4 No transactions occurred among these shares. Intended only to reflect shares beneficially owned.
F5 The reporting person is a trustee of the Issuers Employee Stock Ownership Plan. The reporting person has no security interest in, and disclaims beneficial ownership of the securities.