RICHARD P. SMITH - 07 Jun 2021 Form 4 Insider Report for TRICO BANCSHARES / (TCBK)

Role
CEO & President, Director
Signature
/s/ Richard Smith by Jason Cove, Attorney-In-Fact
Issuer symbol
TCBK
Transactions as of
07 Jun 2021
Net transactions value
-$95,033
Form type
4
Filing time
09 Jun 2021, 12:41:11 UTC
Previous filing
01 Jun 2021
Next filing
22 Jun 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TCBK Common Stock Options Exercise +3,410 +1.7% 210,003 07 Jun 2021 Direct F1
transaction TCBK Common Stock Tax liability $95,033 -1,955 -0.93% $48.61 208,048 07 Jun 2021 Direct F2
transaction TCBK Common Stock Other $0 0 0% $0.000000* 36,283 07 Jun 2021 By ESOP F3
transaction TCBK Common Stock Other $0 0 0% $0.000000* 240 07 Jun 2021 By Spouse F4
transaction TCBK Common Stock Other $0 0 0% $0.000000* 1,199,798 07 Jun 2021 By ESOP Trustee F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TCBK Restricted Stock Unit Options Exercise $0 -3,410 -11% $0.000000 26,492 07 Jun 2021 Common Stock 3,410 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 5, 2020 based on closing price of $48.61 on June 7, 2021.
F2 Shares withheld to pay taxes.
F3 No transactions occurred among these shares. Intended only to reflect shares beneficially owned in reporting persons ESOP account as of 12/31/2020.
F4 No transaction occurred among these shares. Intended only to reflect shares beneficially owned.
F5 The reporting person is a trustee of the Issuers Employee Stock Ownership Plan. The reporting person has no security interest in, and disclaims beneficial ownership of the securities.