John Fleshood - 27 May 2021 Form 4/A - Amendment Insider Report for TRICO BANCSHARES / (TCBK)

Role
EVP - Chief Operating Officer
Signature
/s/ John Fleshood by Jason Cove, Attorney-In-Fact
Issuer symbol
TCBK
Transactions as of
27 May 2021
Net transactions value
$0
Form type
4/A - Amendment
Filing time
02 Jun 2021, 18:19:09 UTC
Date Of Original Report
01 Jun 2021
Previous filing
26 May 2021
Next filing
09 Jun 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TCBK Common Stock Other $0 0 0% $0.000000* 18,401 27 May 2021 Direct F1
transaction TCBK Common Stock Other $0 0 0% $0.000000* 1,033 27 May 2021 By ESOP F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TCBK Restricted Stock Unit Award $0 +3,869 +42% $0.000000 12,975 27 May 2021 Common Stock 3,869 Direct F2, F4
transaction TCBK Performance Stock Unit Award $0 +3,869 +37% $0.000000 14,345 27 May 2021 Common Stock 3,869 Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned.
F2 Restricted Stock Unit (RSU) award that vests 25% per year over a four-year beginning on May 27, 2021. Cash dividends on RSUs are reinvested in additional units at fair market value on the date of a dividend payment on Issuer common stock. Per share value of RSUs on date of grant was $46.52 (based on the 30-day average closing price of Issuers common stock on May 21, 2021).
F3 Performance-based restricted stock unit (PSU) grant that cliff vests after three years between 0% and 150% of the target number of shares (the number of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index.
F4 Amended form 4 filing due to incorrect number of shares awarded for RSU and PSU.