Judi Giem - May 27, 2021 Form 4/A - Amendment Insider Report for TRICO BANCSHARES / (TCBK)

Role
Chief Human Resource Officer
Signature
/s/ Judi Giem by Jason Cove, Attorney-In-Fact
Stock symbol
TCBK
Transactions as of
May 27, 2021
Transactions value $
$0
Form type
4/A - Amendment
Date filed
6/1/2021, 06:08 PM
Date Of Original Report
Jun 1, 2021
Next filing
Jun 9, 2021

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TCBK Restricted Stock Unit Award $0 +1.74K +126.56% $0.00 3.12K May 27, 2021 Common Stock 1.74K Direct F1, F3
transaction TCBK Performance Stock Unit Award $0 +1.74K +130.25% $0.00 3.08K May 27, 2021 Common Stock 1.74K Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted Stock Unit (RSU) award that vests 25% per year over four-years beginning May 27, 2021. Cash dividends on RSUs are reinvested in additional units at fair market value on the date of a dividend payment on Issuer common stock. Per share value of RSUs on date of grant was $46.52 (based on 30-day average closing price of Issuers common stock on May 21. 2021).
F2 Performance-based restricted stock unit (PSU) grant that cliff vests after 3 years between 0% and 150% of the target number of shares (the number of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index.
F3 Amended Form 4 to update Table 2 Section 4 code to A from incorrect code M