Judi Giem - 27 May 2021 Form 4/A - Amendment Insider Report for TRICO BANCSHARES / (TCBK)

Role
Chief Human Resource Officer
Signature
/s/ Judi Giem by Jason Cove, Attorney-In-Fact
Issuer symbol
TCBK
Transactions as of
27 May 2021
Net transactions value
$0
Form type
4/A - Amendment
Filing time
01 Jun 2021, 18:08:34 UTC
Date Of Original Report
01 Jun 2021
Next filing
09 Jun 2021
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TCBK Restricted Stock Unit Award $0 +1,744 +127% $0.000000 3,122 27 May 2021 Common Stock 1,744 Direct F1, F3
transaction TCBK Performance Stock Unit Award $0 +1,744 +130% $0.000000 3,083 27 May 2021 Common Stock 1,744 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted Stock Unit (RSU) award that vests 25% per year over four-years beginning May 27, 2021. Cash dividends on RSUs are reinvested in additional units at fair market value on the date of a dividend payment on Issuer common stock. Per share value of RSUs on date of grant was $46.52 (based on 30-day average closing price of Issuers common stock on May 21. 2021).
F2 Performance-based restricted stock unit (PSU) grant that cliff vests after 3 years between 0% and 150% of the target number of shares (the number of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index.
F3 Amended Form 4 to update Table 2 Section 4 code to A from incorrect code M