Donald Amaral - May 27, 2021 Form 4/A - Amendment Insider Report for TRICO BANCSHARES / (TCBK)

Role
Director
Signature
/s/ Donald Amaral by Jason Cove, Attorney-In-Fact
Stock symbol
TCBK
Transactions as of
May 27, 2021
Transactions value $
$0
Form type
4/A - Amendment
Date filed
6/1/2021, 05:02 PM
Date Of Original Report
Jun 1, 2021
Next filing
May 23, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TCBK Common Stock Options Exercise +1.55K +12.57% 13.9K May 28, 2021 Direct F1
transaction TCBK Common Stock Other $0 0 0% $0.00* 1.2M May 28, 2021 By ESOP Trustee F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TCBK Restricted Stock Unit Options Exercise $0 +1.4K +90.02% $0.00 2.95K May 27, 2021 Common Stock 1.4K Direct F3, F4
transaction TCBK Restricted Stock Unit Options Exercise $0 -1.55K -52.63% $0.00 1.4K May 28, 2021 Common Stock 1.55K Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the conversion upon vesting of RSUs into common stock on a one-for-one basis. RSU was granted on May 28, 2020. Price per shares on vesting date (May 28, 2021): $47.95.
F2 Reporting person is a trustee of the Issuers Employee Stock Ownership Plan. The reporting person has no security interest in, and disclaims beneficial ownership of the securities.
F3 Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/27/2022. Cash dividends on RSUs are reinvested in shares of common stock of the Issuer at fair market value on date of dividend payment. Per unit value on date of grant was $46.47 (based on 30-day average closing price of Issuers common stock).
F4 Amended form 4 to update Table II section 1 from Common Stock to Restricted Stock Unit.