Richard Smith - May 24, 2021 Form 4 Insider Report for TRICO BANCSHARES / (TCBK)

Role
CEO & President, Director
Signature
/s/ Richard Smith by Jason Cove, Attorney-In-Fact
Stock symbol
TCBK
Transactions as of
May 24, 2021
Transactions value $
-$30,669
Form type
4
Date filed
5/26/2021, 05:27 PM
Next filing
Jun 1, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TCBK Common Stock Options Exercise +1.14K +0.55% 207K May 24, 2021 Direct F1
transaction TCBK Common Stock Tax liability -$30.7K -651 -0.31% $47.11 207K May 24, 2021 Direct F2
transaction TCBK Common Stock Other $0 0 0% $0.00* 36.3K May 24, 2021 By ESOP F3
transaction TCBK Common Stock Other $0 0 0% $0.00* 240 May 24, 2021 By Spouse F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TCBK Restricted Stock Unit Options Exercise $0 -1.14K -5.02% $0.00 21.5K May 24, 2021 Common Stock 1.14K Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 23, 2017 based on closing price of $47.11 on May 24, 2021.
F2 Reflects shares withheld for taxes.
F3 No transactions occurred among these shares. Intended only to reflect shares beneficially owned in reporting persons ESOP account as of 12/31/2020.
F4 No transactions occurred among these shares. Intended only to reflect shares beneficially owned.