| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Pena Luis C. | President & CEO, Director | C/O EVOMMUNE, INC., 1841 PAGE MILL ROAD, SUITE 100, PALO ALTO | /s/ Gregory S. Moss, Attorney-in-Fact | 05 Nov 2025 | 0001620548 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| holding | EVMN | Common Stock | 659K | 05 Nov 2025 | Direct | F1 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| holding | EVMN | Series Seed Preferred Stock | 05 Nov 2025 | Common Stock | 24.2K | Direct | F2 | |||||||
| holding | EVMN | Employee Stock Option (Right to Buy) | 05 Nov 2025 | Common Stock | 395K | $3.07 | Direct | F3 | ||||||
| holding | EVMN | Employee Stock Option (Right to Buy) | 05 Nov 2025 | Common Stock | 103K | $3.58 | Direct | F4 | ||||||
| holding | EVMN | Employee Stock Option (Right to Buy) | 05 Nov 2025 | Common Stock | 192K | $3.84 | Direct | F5 | ||||||
| holding | EVMN | Employee Stock Option (Right to Buy) | 05 Nov 2025 | Common Stock | 23.8K | $1.71 | Direct | F6 | ||||||
| holding | EVMN | Employee Stock Option (Right to Buy) | 05 Nov 2025 | Common Stock | 291K | $2.99 | Direct | F7 | ||||||
| holding | EVMN | Employee Stock Appreciation Right | 05 Nov 2025 | Common Stock | 445K | $2.99 | Direct | F8, F9 |
| Id | Content |
|---|---|
| F1 | Includes 189,003 restricted stock units ("RSUs"). Each RSU represents the contingent right to receive one share of common stock of the Issuer. One fourth (1/4) of the RSUs shall vest on each of December 9, 2025, December 9, 2026, December 9, 2027 and December 9, 2028, subject to the Reporting Person's continuous service through each such vesting date. |
| F2 | The Series Seed Preferred Stock is convertible into Common Stock on a 1-for-8.518 basis and has no expiration date. Upon the closing of the Issuer's initial public offering, all shares of Series Seed Preferred Stock will be converted into shares of Common Stock of the Issuer. |
| F3 | One fourth (1/4) of the shares subject to the option award vested on May 11, 2023 and the remaining shares subject to the option vested or shall vest in thirty-six (36) equal monthly installments thereafter, subject to the Reporting Person's continuous service through such vesting date. |
| F4 | One fourth (1/4) of the shares subject to the option award vested on January 13, 2024 and the remaining shares subject to the option vested or shall vest in thirty-six (36) equal monthly installments thereafter, subject to the Reporting Person's continuous service through such vesting date. |
| F5 | One fourth (1/4) of the shares subject to the option award vested on May 12, 2024 and the remaining shares subject to the option vested or shall vest in thirty-six (36) equal monthly installments thereafter, subject to the Reporting Person's continuous service through such vesting date. |
| F6 | One fourth (1/4) of the shares subject to the option award vested on January 6, 2025 and the remaining shares subject to the option vested or shall vest in thirty-six (36) equal monthly installments thereafter, subject to the Reporting Person's continuous service through such vesting date. |
| F7 | One fourth (1/4) of the shares subject to the option award shall vest on December 9, 2025 and the remaining shares subject to the option shall vest in thirty-six (36) equal monthly installments thereafter, subject to the Reporting Person's continuous service through such vesting date. |
| F8 | Each Employee Stock Appreciation Right ("SAR") represents the contingent right to receive one share of common stock of the Issuer. The SARs vest upon: (i) a liquidity event requirement, which will be satisfied upon the first to occur of: (a) a Change in Control (as defined in the applicable SAR award agreement) or (b) upon completion of the Issuers initial public offering, at such time as the 30-day volume-weighted average price of the Issuer's common stock is greater than $40.75 and (ii) one fourth (1/4) of the SARs shall vest on each of December 9, 2025, December 9, 2026, December 9, 2027 and December 9, 2028, subject to the Reporting Person's continuous service through each such vesting date. |
| F9 | The SARs have no expiration date. |