Michael David M.D. Katz - Apr 9, 2024 Form 4 Insider Report for Hanover Bancorp, Inc. /NY (HNVR)

Role
Director
Signature
/s/ Gregory Krauss, POA
Stock symbol
HNVR
Transactions as of
Apr 9, 2024
Transactions value $
$70,570
Form type
4
Date filed
4/9/2024, 01:55 PM
Previous filing
Mar 5, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HNVR Common Stock Options Exercise $70.6K +7.06K +4.79% $10.00 154K Apr 9, 2024 Direct
holding HNVR Common Stock 25 Apr 9, 2024 See Footnote 1 F1
holding HNVR Common Stock 40 Apr 9, 2024 See Footnote 1 F1
holding HNVR Common Stock 96.8K Apr 9, 2024 See Footnote 2 F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HNVR Non-Qualified Stock Option Options Exercise $0 -7.06K -100% $0.00* 0 Apr 9, 2024 Common Stock 7.06K $10.00 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 As custodian for reporting person's grandchild
F2 Held by a trust to which Dr. Katz is a beneficiary