Robert Golden - 10 May 2022 Form 3/A - Amendment Insider Report for Hanover Bancorp, Inc. /NY (HNVR)

Role
Director
Signature
/s/ Gregory Krauss, POA
Issuer symbol
HNVR
Transactions as of
10 May 2022
Net transactions value
$0
Form type
3/A - Amendment
Filing time
26 Jan 2023, 13:47:03 UTC
Date Of Original Report
10 May 2022
Next filing
11 May 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding HNVR Common Stock 21,616 10 May 2022 Direct
holding HNVR Common Stock 8,846 10 May 2022 See Footnote 1 F1
holding HNVR Common Stock 215,615 10 May 2022 See Footnote 2 F2
holding HNVR Common Stock 30,000 10 May 2022 See Footnote 3 F3
holding HNVR Common Stock 85,769 10 May 2022 See Footnote 4 F4
holding HNVR Common Stock 32,692 10 May 2022 See Footnote 5 F5
holding HNVR Common Stock 52,771 10 May 2022 See Footnote 6 F6

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding HNVR Non-Qualified Stock Option 10 May 2022 Common Stock 10,000 $13.00 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares held in various trusts for the benefit of the children of the Reporting Person, and of which the Reporting Person is a trustee
F2 Shares held in a trusts for the benefit of the Reporting Person, and of which the spouse of the Reporting Person is a trustee
F3 Shares held in various trusts for the benefit of the children of the Reporting Person, and of which the spouse of the Reporting Person is a trustee
F4 Shares held in various trusts for the benefit of the sibling of the Reporting Person , and of which the Reporting Person is a trustee
F5 Shares held by the spouse of the Reporting Person
F6 Shares held by a limited liability company which is controlled by the Reporting Person

Remarks:

The Reporting Person's Form 3 filed on May 10, 2022 is amended hereby to (i) include 85,769 indirectly held shares owned by the trust for the benefit of the Mr. Golden's sibling and of which Mr. Golden is a trustee, which were excluded due to a clerical error, (ii) segregate shares held by Mr. Golden's spouse (which had been included in directly held shares, and (iii) provide further detail on the holdings of the various trusts of which Mr. Golden is associated.