D. Blair Baker - 07 Jan 2022 Form 4 Insider Report for SWK Holdings Corp (SWKH)

Role
Director
Signature
/s/ D. Blair Baker
Issuer symbol
SWKH
Transactions as of
07 Jan 2022
Net transactions value
$0
Form type
4
Filing time
12 Jan 2022, 12:46:02 UTC
Previous filing
03 Jan 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SWKH Common Stock Award +19 +0.04% 42,988 07 Jan 2022 Direct F1
transaction SWKH Common Stock Disposed to Issuer -1,363 -3.2% 41,625 07 Jan 2022 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

D. Blair Baker is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 Reflects compensation for services as a director from January 1, 2022 through January 7, 2022, based on the $19.87 closing price of the common stock on January 7, 2022.
F2 Forfeiture of non-vested restricted stock award as a result of resignation as a director.