Christopher W. Haga - Jan 7, 2022 Form 4 Insider Report for SWK Holdings Corp (SWKH)

Role
Director
Signature
/s/ Christopher Haga
Stock symbol
SWKH
Transactions as of
Jan 7, 2022
Transactions value $
$0
Form type
4
Date filed
1/12/2022, 01:01 PM
Previous filing
Jan 5, 2022
Next filing
Feb 18, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SWKH Common Stock Award +19 +0.05% 38.6K Jan 7, 2022 Direct F1
transaction SWKH Common Stock Disposed to Issuer -1.36K -3.53% 37.2K Jan 7, 2022 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Christopher W. Haga is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 Reflects compensation for services as a director from January 1, 2022 through January 7, 2022, based on the $19.87 closing price of the common stock on January 7, 2022.
F2 Forfeiture of non-vested restricted stock award as a result of resignation as a director.