Christopher W. Haga - Sep 30, 2021 Form 4 Insider Report for SWK Holdings Corp (SWKH)

Role
Director
Signature
/s/ Christopher W Haga
Stock symbol
SWKH
Transactions as of
Sep 30, 2021
Transactions value $
$0
Form type
4
Date filed
10/1/2021, 06:42 PM
Previous filing
Aug 16, 2021
Next filing
Oct 1, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SWKH Common Stock Award +897 +2.49% 37K Sep 30, 2021 Direct F1
transaction SWKH Common Stock Award +1.36K +3.69% 38.3K Oct 1, 2021 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 250 share to the Reporting Person as compensation for his services as a director. Also includes 647 shares issued in connection with the Reporting Person's voluntary decision to receive shares in lieu of cash compensation for his services as a director, based on the $18.17 closing price of the common stock on September 30, 2021.
F2 Consists of restricted shares granted to the Reporting Person as compensation for his services as a director, based on the $18.35 closing price of the common stock on October 1, 2021. The restricted shares vest on October 1,2022.